| Aurora Cannabis Inc. (2020) (D. N.J.) |
1-Dec-20 |
13-Feb-20 |
4-Sep-20 |
2-Oct-20 |
| Credit Acceptance Corporation (2020) |
1-Dec-20 |
1-Nov-19 |
28-Aug-20 |
2-Oct-20 |
| Precigen, Inc. (f/k/a Intrexon Corporation) |
4-Dec-20 |
10-May-17 |
25-Sep-20 |
5-Oct-20 |
| HP Inc. (N.D. Cal.) (Robbins Geller Rudman & Dowd) |
4-Jan-21 |
6-Nov-15 |
21-Jun-16 |
5-Nov-20 |
| Intercept Pharmaceuticals, Inc. (2020) |
4-Jan-21 |
28-Sep-19 |
7-Oct-20 |
5-Nov-20 |
| Neovasc Inc. (2020) |
4-Jan-21 |
1-Nov-19 |
27-Oct-20 |
5-Nov-20 |
| Mesoblast Limited |
7-Dec-20 |
16-Apr-19 |
1-Oct-20 |
8-Oct-20 |
| Royal Caribbean Cruises Ltd. (2020) |
7-Dec-20 |
4-Feb-20 |
17-Mar-20 |
7-Oct-20 |
| Interface, Inc. |
11-Jan-21 |
2-Mar-18 |
28-Sep-20 |
12-Nov-20 |
| Alibaba Group Holding Limited (2020) |
12-Jan-21 |
21-Oct-20 |
3-Nov-20 |
13-Nov-20 |
| Biogen Inc. (2020) |
12-Jan-21 |
22-Oct-19 |
6-Nov-20 |
13-Nov-20 |
| Aimmune Therapeutics, Inc. (N.D. Cal.) |
14-Dec-20 |
|
|
25-Sep-20 |
| Loop Industries, Inc. |
14-Dec-20 |
24-Sep-18 |
12-Oct-20 |
13-Oct-20 |
| Reata Pharmaceuticals, Inc. |
14-Dec-20 |
15-Oct-19 |
7-Aug-20 |
15-Oct-20 |
| Turquoise Hill Resources Ltd. (2020) |
14-Dec-20 |
17-Jul-18 |
31-Jul-19 |
14-Oct-20 |
| Evolus, Inc. |
15-Dec-20 |
1-Feb-19 |
6-Jul-20 |
16-Oct-20 |
| Cardone Capital, LLC |
20-Nov-20 |
|
|
16-Sep-20 |
| Fluidigm Corporation |
20-Nov-20 |
7-Feb-19 |
5-Nov-19 |
21-Sep-20 |
| GoHealth, Inc. |
20-Nov-20 |
|
|
21-Sep-20 |
| NextCure, Inc. |
20-Nov-20 |
5-Nov-19 |
14-Jul-20 |
21-Sep-20 |
| On Deck Capital, Inc. (2020) (D. Del.) |
20-Nov-20 |
|
|
1-Sep-20 |
| Las Vegas Sands Corp. (2020) |
21-Dec-20 |
27-Feb-16 |
15-Sep-20 |
22-Oct-20 |
| Montage Resources Corp. (D. Del.) |
21-Dec-20 |
|
|
30-Sep-20 |
| Innate Pharma S.A. |
22-Dec-20 |
10-Mar-20 |
8-Sep-20 |
23-Oct-20 |
| JPMorgan Chase & Co. (2020) |
23-Dec-20 |
23-Feb-16 |
23-Sep-20 |
24-Oct-20 |
| Golar LNG Limited |
23-Nov-20 |
30-Apr-20 |
24-Sep-20 |
24-Sep-20 |
| Teva Pharmaceutical Industries Limited (2020) |
23-Nov-20 |
29-Oct-15 |
18-Aug-20 |
23-Sep-20 |
| Wrap Technologies, Inc. |
23-Nov-20 |
29-Apr-20 |
23-Sep-20 |
23-Sep-20 |
| First American Financial Corporation |
24-Dec-20 |
17-Feb-17 |
22-Oct-20 |
25-Oct-20 |
| BioMarin Pharmaceutical Inc. |
24-Nov-20 |
28-Feb-20 |
18-Aug-20 |
25-Sep-20 |
| Peabody Energy Corporation (2020) |
27-Nov-20 |
3-Apr-17 |
28-Oct-19 |
28-Sep-20 |
| Bayerische Motoren Werke Aktiengesellschaft |
28-Dec-20 |
3-Nov-15 |
24-Sep-20 |
27-Oct-20 |
| Zosano Pharma Corporation |
28-Dec-20 |
13-Feb-17 |
30-Sep-20 |
29-Oct-20 |
| Celsion Corporation (2020) |
29-Dec-20 |
2-Nov-15 |
10-Jul-20 |
29-Oct-20 |
| Citigroup Inc. (2020) |
29-Dec-20 |
15-Jan-16 |
12-Oct-20 |
30-Oct-20 |
| Raytheon Technologies Corporation f/k/a Raytheon Company (2020) |
29-Dec-20 |
10-Feb-16 |
27-Oct-20 |
30-Oct-20 |
| Wells Fargo & Company (2020) (N.D. Cal.) (Commerical Credit Portfolios) |
29-Dec-20 |
13-Oct-17 |
13-Oct-20 |
30-Oct-20 |
| Pintec Technology Holdings Limited |
30-Nov-20 |
|
|
29-Sep-20 |
| Tactile Systems Technology, Inc. |
30-Nov-20 |
7-May-18 |
8-Jun-20 |
29-Sep-20 |
